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David James Dunn

Kingsbridge Wealth Management, Inc.

Las Vegas, NV

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Current Employers
Kingsbridge Wealth Management, Inc.

1140 N. Town Center Drive Suite 265, Las Vegas, NV 89144 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-05-16
CA RA APPROVED 2012-10-01
NV RA APPROVED 2012-10-01
  • TX RA
    APPROVED
    Since 2025-05-16
  • CA RA
    APPROVED
    Since 2012-10-01
  • NV RA
    APPROVED
    Since 2012-10-01

Branch Locations

1140 N. Town Center Drive Suite 265, Las Vegas, NV 89144 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kingsbridge Wealth Management, Inc. Las Vegas NV 09/2012 Present
Previous Registrations
  • 2008-05-06 → 2010-12-31
    Kingsbridge Private Wealth Management, Inc.
    Las Vegas, NV
  • 2008-03-17 → 2008-07-09
    Western International Securities, Inc.
    Pasadena, CA
    Las Vegas, NV
  • 2005-12-16 → 2008-03-25
    J.P. Morgan Securities Llc
    Eagle, ID
    Los Angeles, CA
  • 2003-01-22 → 2005-12-19
    Morgan Stanley Dw Inc.
    Eagle, ID
  • 2002-08-09 → 2003-01-24
    Morgan Stanley & Co. Llc
    Los Angeles, CA
Other Businesses

MANAGER AND CO-OWNER OF DKD ENTERPRISES, LLC., AN IDAHO LLC THAT LEASES EQUIPMENT.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-12-14
S63 Uniform Securities Agent State Law Examination 1994-07-19
  • S65 Uniform Investment Adviser Law Examination
    1994-12-14
  • S63 Uniform Securities Agent State Law Examination
    1994-07-19

View on SEC IAPD

Other Firms

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MM MACHINE, LLC
QUANTIFIX CAPITAL MANAGEMENT, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
AI AGENT CAPITAL, LLC
BETTER CAPITAL MANAGEMENT LLC
U.S. BANCORP ADVISORS, LLC
ROSTEN CAPITAL INVESTMENTS LLC

Other Investors

YALE BOCK
Juan Manuel Mardueno Rodriguez
Sariguli Tuersun
Javier Magana Benitez
Shane Lee Rogers
CLIFTON M YASUTOMI
Nicholas Paul Abbott
MICHAEL J COOK

Other Offices

YH&C INVESTMENTS INC. · LAS VEGAS, NV
MM MACHINE, LLC · LAS VEGAS, NV
QUANTIFIX CAPITAL MANAGEMENT, LLC · LAS VEGAS, NV
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LAS VEGAS, NV
AI AGENT CAPITAL, LLC · LAS VEGAS, NV
BETTER CAPITAL MANAGEMENT LLC · LAS VEGAS, NV
U.S. BANCORP ADVISORS, LLC · Las Vegas, NV
ROSTEN CAPITAL INVESTMENTS LLC · LAS VEGAS, NV

More in Las Vegas, NV

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