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Margaret Molli V Alvey

Merrill Lynch, Pierce, Fenner & Smith Incorporated

La Jolla, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-05-18
CA RA APPROVED 2006-11-06
  • TX RA
    APPROVED_RES
    Since 2009-05-18
  • CA RA
    APPROVED
    Since 2006-11-06

Branch Locations

7825 Fay Ave, La Jolla, CA 92037 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith, Inc. La Jolla CA 05/2004 Present
  • 05/2004 → Present
    Merrill Lynch, Pierce, Fenner & Smith, Inc.
    La Jolla, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-11-03
S63 Uniform Securities Agent State Law Examination 1996-06-03
  • S66 Uniform Combined State Law Examination
    2006-11-03
  • S63 Uniform Securities Agent State Law Examination
    1996-06-03
Other Names
  • Molli V Berry
  • Molli Victoria Berry
  • Molli V Alvey

View on SEC IAPD

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