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Current Employers
World Investment Advisors, Llc

437 Newman Springs Road, Lincroft, NJ 07738 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-06-25
CA RA APPROVED 2019-07-01
  • TX RA
    APPROVED_RES
    Since 2020-06-25
  • CA RA
    APPROVED
    Since 2019-07-01

Branch Locations

1801 E. Edinger Ave. Suite 210-K, Santa Ana, CA 92705 • United States

437 Newman Springs Road, Lincroft, NJ 07738 • United States

Corona, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Planning Corporation Huntington Beach CA 07/2016 10/2017
Clearview 401(K) Consultants Inc. Huntington Beach CA 11/2016 07/2023
Securities America, Inc. Huntington Beach CA 10/2017 06/2019
Securities America Advisors Huntington Beach CA 10/2017 06/2019
World Investment Advisors, Llc Santa Barbara CA 07/2019 Present
  • 07/2016 → 10/2017
    National Planning Corporation
    Huntington Beach, CA
  • 11/2016 → 07/2023
    Clearview 401(K) Consultants Inc.
    Huntington Beach, CA
  • 10/2017 → 06/2019
    Securities America, Inc.
    Huntington Beach, CA
  • 10/2017 → 06/2019
    Securities America Advisors
    Huntington Beach, CA
  • 07/2019 → Present
    Santa Barbara, CA
Previous Registrations
  • 2017-01-03 → 2020-11-29
    Clearview 401(K) Consultants Inc.
    Corona, CA
    Huntington Beach, CA
  • 2017-10-26 → 2018-12-21
    Securities America Advisors, Inc.
    Huntington Beach, CA
  • 2016-11-17 → 2017-11-02
    National Planning Corporation
    Huntington Beach, CA
Other Businesses

1. Jurs Montgomery Position: Sell life insurance - Nature: Life Insurance Sales - Investment Related: No - Hours: 2 - Securities Trading Hours: 2 - Start Date: 08/04/2017 - Address: 10 Post Office Square, 8th Floor South, Boston MA 02109, United States 2. First American Insurance Underwriting (FAIU); Investment Related; 1159 Pittsford-Victor Rd. Suite 125, Pittsford, NY 14534; Life Insurance; Sales; 1/1/2021; 1 hour per month; 1 hour during trading hours; Term Insurance Sales 3. Life Insurance - Various Companies; Investment Related; Corona, CA 92882; Life Insurance; Sales; 1/1/2021 1 hour per month; 1 hour during trading hours; sales 4. AssuredPartners; Non-Investment Related; 450 S. Orange Ave, 4th Floor, Orlando, FL 32801; P&C Benefits; Benefits Consultant; 7/1/2023; 2 hours per month; 2 hours during trading hours; Sit within a P&C Benefit Office. I refer client's and hand off.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-11-01
S63 Uniform Securities Agent State Law Examination 2005-12-27
  • S65 Uniform Investment Adviser Law Examination
    2016-11-01
  • S63 Uniform Securities Agent State Law Examination
    2005-12-27

View on SEC IAPD

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