Richard Gerard Pfister

Current Employers

Employment History

• 11/2014 → Present
  Alphacore Capital Llc
  La Jolla, CA
• 03/2018 → 02/2021
  Alphacore Technologies Llc
  La Jolla, CA

Other Businesses

Schwab Advisory Board; Investment related business; 3000 Schwab Way, Westlake, TX 76262; Broker-dealer and custodian; Advisory Board Member; 1/25; 3 hour semiannual meetings outside normal trading and business hours; Responsibilities are acting as an advisory board member for matters identified by Schwab for institutional client discussion and feedback. Bishop High School; Not Investment related business; 7607 La Jolla Boulevard, La Jolla, CA 92037; School; Member of the Investment Committee; 12/25; 2 hours per quarter; 1 hour per quarter during normal trading and business hours; Review endowment portfolio and give feedback and opinion on asset allocation. AlphaCore Insurance Services, LLC; Investment related business; 1200 Prospect St, Ste 200, La Jolla CA 92037; Insurance Producer; Manager, President and CEO; 3/22; 1 hour per month; 1 hour per month during normal trading and business hours; Managing entity. AlphaCore Companies, LLC; Not Investment related business; 1200 Prospect St, Ste 200, La Jolla CA 92037; Parent company of RIA; Member of management committee; 4/25; 4 hours per quarter; 1 hour per quarter during normal trading and business hours; Member of management committee that manages the business of the company. AlphaCore Services, LLC; Not Investment related business; 1200 Prospect St, Ste 200, La Jolla CA 92037; Manages employee payroll and benefits; Manager; 2/24; 1 hour per month; 1 hour per month during normal trading and business hours; Managing entity. AlphaCore Holdings, LLC; Not Investment related business; 1200 Prospect St, Ste 200, La Jolla CA 92037; Holding company; Manager; 10/23; 1 hour per year; 1 hour per year during normal trading and business hours; Managing entity AlphaCore Beta, LLC; Not Investment related business; 1200 Prospect St, Ste 200, La Jolla CA 92037; Holding company; Manager; 10/23; 1 hour per year; 1 hour per year during normal trading and business hours; Managing entity Strategic Access, LLC; Investment related business; 1200 Prospect St, Ste 200, La Jolla CA 92037; Limited Partner to a Venture Capital Fund to receive carry; Manager; 9/24; 1 hour per year during normal trading and business hours; Managing entity.

Exams

• S66 Uniform Combined State Law Examination
  2015-01-16
• S63 Uniform Securities Agent State Law Examination
  2000-05-17
• S65 Uniform Investment Adviser Law Examination
  1994-08-12

Other Names

• Dick Pfister