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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2015-05-15
OH RA APPROVED 2009-04-30
  • FL RA
    APPROVED
    Since 2015-05-15
  • OH RA
    APPROVED
    Since 2009-04-30

Branch Locations

6012 Renaissance Place Suite A, Toledo, OH 43623 • United States

3333 Renaissance Blvd Suite 217, Bonita Springs, FL 34134 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Toledo OH 04/2009 Present
Raymond James Financial Services Advisors, Inc Toledo OH 04/2009 Present
Nwq Wealth Partners, Llc Toledo OH 04/2009 Present
Lexington Capital Partners, Llc Toledo OH 04/2009 Present
  • 04/2009 → Present
    Raymond James Financial Services, Inc.
    Toledo, OH
  • 04/2009 → Present
    Toledo, OH
  • 04/2009 → Present
    Nwq Wealth Partners, Llc
    Toledo, OH
  • 04/2009 → Present
    Lexington Capital Partners, Llc
    Toledo, OH
Previous Registrations
Other Businesses

(1) Name of Business: Lexington Capital Partners, LLC Address: 6012 Renaissance Pl Ste A, Toledo, OH, 43623, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 04/16/2009 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Lexington Capital Partners, LLC- disreguarded entity (2) Name of Business: na Address: 6012 Renaissance Pl Ste A, Toledo, OH, 43623, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 02/14/2014 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: referral (3) Name of Business: NWQ Wealth Partners, LLC Address: 6012 Renaissance Place Suite A, Toledo, OH, 43623, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 04/16/2009 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Member

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-07-29
S65 Uniform Investment Adviser Law Examination 1994-07-29
  • S63 Uniform Securities Agent State Law Examination
    1994-07-29
  • S65 Uniform Investment Adviser Law Examination
    1994-07-29
Other Names
  • Richard T Bohn

View on SEC IAPD

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