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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2022-02-09 |
| GA | RA | APPROVED | 2014-04-16 |
| TX | RA | APPROVED_RES | 2014-02-18 |
Branch Locations
400 S Rampart Blvd Mlwm Executive Osj, Las Vegas, NV 89145 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Atlanta | GA | 01/2014 | Present |
I*521252For profit or not for profit: For Profit Name of outside business organization: Chop Shop LLC Investment related: Yes Address of business: Park City, Utah, 84098Nature of business: ["Limited Liability Company"]Position, title, association: ["Other"], Start date of relationship: 9/17/2021Number of hours devoted: 0 Number of hours devoted during trading hours: 0Duties: Minority investor holding a 28% interest in the business. Butcher shop and restaurant in Park City, Utah. I am asking permission to be a minority investor in the business. I have no responsibilities beyond being a passive investor. I*1147261For profit or not for profit: Name of outside business organization: River Gorge Ranch Investment related: No Address of business: Nature of business: Position, title, association: , Start date of relationship: Number of hours devoted: hour(s) Number of hours devoted during trading hours: Duties: , Partner investor in raw land being developed in Tennessee. I am passive in all activities and am only providing capital. This land is being developed by a developer who has completed several other projects in the state of Tennessee. I*2001326 Entity SRO Name of OBA: FINRA Address: Washington, District of Columbia, 10281 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 09/18/2024 No Hours: 4 No Hours during trading: 0 Duties: Responsible for the overall management and administration of FINRA. The board members are not involved in the day-to-day operations of FINRA
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-04-15 |
| S63 | Uniform Securities Agent State Law Examination | 1994-07-20 |
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