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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2010-01-11 |
| NV | RA | APPROVED | 2003-07-01 |
Branch Locations
8474 Rozita Lee Ave Ste 400, Las Vegas, NV 89113 • United States
Las Vegas, NV • United States
Las Vegas, NV • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Las Vegas | NV | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Las Vegas | NV | 11/2016 | Present |
PERSONAL REPRESENTATIVE FOR AUNT, INV RELATED, BOCA RATON, FL, START: 9/12/2023, 4 HOURS A MONTH, 0 HOURS DURING TRADING. PERSONAL REPRESENTATIVE FOR PARENTS, INV RELATED, HENDERSON, NV, START: 11/21/2025, 5 HOURS A MONTH, 0 HOURS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-08-05 |
| S65 | Uniform Investment Adviser Law Examination | 1994-08-05 |
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