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John Joseph Fraser

Ameriprise Financial Services, LLC

Staten Island, NY

Brooklyn, NY

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-16
  • NY RA
    APPROVED
    Since 2021-04-16

Branch Locations

2025 Richmond Ave Ste 200, Staten Island, NY 10314 • United States

Brooklyn, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massachusetts Mutual Life Insurance Company Brooklyn NY 07/2016 03/2019
Mml Investors Services, Llc Brooklyn NY 03/2017 03/2019
Ameriprise Financial Services., Inc Staten Island NY 03/2019 03/2020
Ameriprise Financial Services, Llc Staten Island NY 03/2020 Present
Metlife Securities Inc. Bklyn NY 04/1994 03/2017
  • 07/2016 → 03/2019
    Massachusetts Mutual Life Insurance Company
    Brooklyn, NY
  • 03/2017 → 03/2019
    Mml Investors Services, Llc
    Brooklyn, NY
  • 03/2019 → 03/2020
    Ameriprise Financial Services., Inc
    Staten Island, NY
  • 03/2020 → Present
    Ameriprise Financial Services, Llc
    Staten Island, NY
  • 04/1994 → 03/2017
    Metlife Securities Inc.
    Bklyn, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-06-03
  • S63 Uniform Securities Agent State Law Examination
    1994-06-03

View on SEC IAPD

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Other Offices

MML INVESTORS SERVICES, LLC · Staten Island, NY
EDWARD JONES · STATEN ISLAND, NY
AMERIPRISE FINANCIAL SERVICES, LLC · Staten Island, NY
AMERIPRISE FINANCIAL SERVICES, LLC · Staten Island, NY
LEO WEALTH MANAGEMENT, LLC · STATEN ISLAND, NY
PUREVEST · STATEN ISLAND, NY
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Staten Island, NY
CETERA INVESTMENT ADVISERS LLC · STATEN ISLAND, NY

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