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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2014-06-09 |
| TX | RA | APPROVED | 2014-06-06 |
Branch Locations
251 South Lake Avenue 10Th Floor, Pasadena, CA 91101 • United States
Los Angeles, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Pasadena | CA | 06/2014 | Present |
NAME OF OTHER BUSINESS: David I Family Trust DTD July 17, 2020/ INVESTMENT RELATED?: Yes / ADDRESS: 3812 Williams Lane, Chevy Chase, MD / NATURE OF THE BUSINESS: Investing / POSITION: Successor Trustee / DUTIES: Family Member / START DATE: 7/17/2020 / HOURS DEVOTED TO BUSINESS: NA
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-05-27 |
| S63 | Uniform Securities Agent State Law Examination | 1994-05-16 |
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