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Todd Michael Bolen

Osaic Wealth, Inc.

Yorba Linda, CA

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-01-19
  • CA RA
    APPROVED
    Since 2024-01-19

Branch Locations

22800 Savi Ranch Pkwy Suite 222, Yorba Linda, CA 92887 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Woodury Financial Services El Segundo CA 11/2009 Present
Osaic Wealth, Inc. Yorba Linda CA 01/2024 Present
  • 11/2009 → Present
    Woodury Financial Services
    El Segundo, CA
  • 01/2024 → Present
    Osaic Wealth, Inc.
    Yorba Linda, CA
Previous Registrations
  • 2016-06-02 → 2024-01-19
    Woodbury Financial Services, Inc.
    Yorba Linda, CA
  • 2007-09-20 → 2009-11-02
    Lpl Financial Llc
    El Segundo, CA
    El Segundo, CA
    Fort Mill, SC
    El Segundo, CA
  • 2002-11-13 → 2007-09-12
    Secu Brokerage Services
    El Segundo, CA
    Raleigh, NC
    El Segundo , CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-05-25
S63 Uniform Securities Agent State Law Examination 1994-07-05
  • S66 Uniform Combined State Law Examination
    2016-05-25
  • S63 Uniform Securities Agent State Law Examination
    1994-07-05

View on SEC IAPD

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Other Offices

EDWARD JONES · YORBA LINDA, CA
J.P. MORGAN SECURITIES LLC · YORBA LINDA, CA
CITIGROUP GLOBAL MARKETS INC. · Yorba Linda, CA
EAGLE STRATEGIES LLC · YORBA LINDA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · YORBA LINDA, CA
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J.P. MORGAN SECURITIES LLC · ANAHEIM HILLS, CA
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