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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-11-12 |
| NV | RA | APPROVED | 2001-10-24 |
Branch Locations
410 S Rampart Blvd Ste 390, Las Vegas, NV 89145-5749 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Las Vegas | NV | 09/2001 | Present |
1- 10/30/2001 - COMPREHENSIVE WEALTH MANAGEMENT - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) 2- 12/13/2001 - COMPREHENSIVE WEALTH MANAGEMENT - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Time Spent 30% 3- 02/06/2015 - Referrals - Sales of Telemedicine Service - Not Investment Related - Las Vegas, NV - Start Date 01/26/2015 - 2 hours per month/ 0 hours during trading 4- 09/29/2025 - Other - Outside Business Activity- Surety Bond Sales - Investment Related - Las Vegas, NV - Start Date 09/22/2025 - 1 hour per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-08-05 |
| S63 | Uniform Securities Agent State Law Examination | 1994-06-04 |
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