James Patrick Costello

Current Employers

Employment History

• 01/2002 → Present
  National Life Of Vermont
  Montpelier, VT
• 06/2016 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 06/2016 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2013-07-16 → 2016-07-22
  Protected Investors Of America
  San Anselmo, CA
  San Rafael, CA
  San Francisco, CA
  San Francisco, CA
• 2002-03-05 → 2013-07-31
  Equity Services, Inc.
  San Francisco, CA
  San Rafael, CA
  Montpelier, VT
  San Francisco, CA
  San Francisco, CA
  San Francisco, CA

Other Businesses

1) GREEN RIVER FINANCIAL SERVICES, 321 SAN ANSELMO AVE SAN ANSELMO CA, 01/2013, OWNER, DBA, INV REL, 80 HR/MO 80 HR/MO TRADING 2) INDEPENDENT INSURANCE AGENT, 321 SAN ANSELMO AVE SAN ANSELMO CA, 01/2013, FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL, 4/WK 4/TRADING 3) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 06/2016, AS ADVISORY REP OF A RIA. INV REL, 80 HR/MO 80 HR/MO TRADING 4) BOOK AUTHOR, SAN ANSELMO CA, 01/2013, BOOK IS ABOUT SUSTAINABLE INVESTING. INV REL, 2 HR/WK 0 HR/TRADING 5) FOSSILFREECA.ORG, PO BOX 21022 OAKLAND CA, 06/2024, TREASURER, LOBBYING ORGANIZATION, NIR, 6 HR/MO 0 HR/MO TRADING 6) PROTECTED INVESTORS OF AMERICA, 4380 Redwood Highway, Suite 8, San Rafael CA 94903, 01/2025, IAR, DBA NAME, NIR, 0 HR/MO - 0 HR/MO TRADING.

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-08-10
• S63 Uniform Securities Agent State Law Examination
  1994-04-27

Designations

Other Names

• Patrick Costello