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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-14 |
Branch Locations
120 White Plains Road Suite 601, Tarrytown, NY 10591 • United States
Riverdale, NY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc | New York | NY | 03/2014 | 03/2017 |
| Mml Investors Services, Llc | Tarrytown | NY | 03/2017 | Present |
| Massmutual Life Insurance Company | Tarrytown | NY | 07/2016 | Present |
NAME: MARK VARON INV REL: Y ADD: RESIDENTIAL ADD NATURE: OUTSIDE INSURANCE SALES, POSITION: INSURANCE BROKER START DATE: 1/1/19 NO HRS/MO: 2 NO HRS/MO DUR TRADING: 2 DUTIES: INDIVIDUAL LIFE/HEALTH, GROUP LIFE/HEALTH, FIXED ANNUITIES
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-05-22 |
| S63 | Uniform Securities Agent State Law Examination | 1994-06-03 |
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