Michael Perry Saunders

Current Employers

Employment History

• 03/1994 → 11/2019
  Ameriprise Financial Services, Inc.
  Louisville, KY
• 12/2019 → Present
  Commonwealth Capital Management
  Louisville, KY
• 01/2018 → Present
  Bycks Board Condos
  Louisville, KY
• 12/2019 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2003-09-17 → 2019-12-04
  Ameriprise Financial Services, Llc
  Louisville, KY
  Louisville, KY

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE APX NUMBER OF HOURS PER WEEK: 6 APX NUMBER OF HOURS DURING TRADING HOURS: 6 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY, ANNUITIES, AND LONG TERM CARE 2. NAME OF OTHER BUSINESS: COMMONWEALTH CAPITAL MANAGEMENT, LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: SECURITIES POSITION/TITLE/RELATIONSHIP: REGISTERED REPRESENTATIVE START DATE: 12/2019 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: REGISTERED REPRESENTATIVE 3. NAME OF OTHER BUSINESS: BYCKS BOARD CONDOS INVESTMENT RELATED: NO ADDRESS: 532 SOUTH 4TH STREET, LOUISVILLE, KY 40202 NATURE OF BUSINESS: CONDO BOARD FOR MY RESIDENCE POSITION/TITLE/RELATIONSHIP: BOARD MEMBER START DATE: 2018 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: DUTIES ARE TO MAINTAIN THE RULES AND REGULATIONS OF CONDO FOR ALL OWNERS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2020-01-27
• S63 Uniform Securities Agent State Law Examination
  1994-06-16

Other Names

• Mike Saunders