Anne Marie Spina

Current Employers

Employment History

• 05/1990 → Present
  Principal Mutual Life Insurance
  Des Moines, IA
• 07/1994 → Present
  Principal Securities
  Des Moines, IA
• 07/2024 → Present
  Principal Advised Services
  Des Moines, IA

Other Businesses

PRINCIPAL BANK POSITION: Manager - AVP - Advice, Education & Sales NATURE: Bank/Credit Union/Financial Institution Arrangement INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/21/2021 ADDRESS: 711 High Street, Des Moines IA 50392, United States DESCRIPTION: Manager of Consultants: Principal role includes accountability for sales of bank deposit products. PRINCIPAL ADVISED SOLUTIONS POSITION: Manager NATURE: RIA or IAR outside of PSI INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/23/2024 ADDRESS: 711 High Street, Des Moines IA 50392, United States DESCRIPTION: As a manager I will supervise the IARs: 1. As a Principal Advised Services IAR, I offer one-on-one investment advice to Principal retirement plan participants when eligible for a distribution at benefit event. The investment advice is a recommendation as to which of the retirement plan participant's four distribution options is in their best interest.

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-05-22
• S63 Uniform Securities Agent State Law Examination
  1994-07-29

Designations

Other Names

• Anne Marie Spina
• Anne Marie Hanika