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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-19 |
| CT | RA | APPROVED | 2012-03-28 |
| TX | RA | APPROVED_RES | 2002-01-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | White Plains | NY | 08/1993 | Present |
| Bank Of America,N.A. | White Plains | NY | 06/2011 | Present |
I*127243For profit or not for profit: Non-Profit OrganizationName of outside business organization: Lavelle School for the BlindInvestment related: NAddress of business:Bronx, New York 10469Nature of business: Charitable Organization,Compensation for Activity: NPosition, title, association: Trustee, Start date of relationship: 11/1/2019Number of hours devoted: 4 hour(s) QuarterlyNumber of hours devoted during trading hours: 0Duties: School for students who are blind or visually impaired, in addition to other disabilities. I would serve on the school's Advisory Board to help with fund raising and community outreach.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-08-04 |
| S63 | Uniform Securities Agent State Law Examination | 1994-07-14 |
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