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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2009-06-01 |
| TX | RA | APPROVED_RES | 2009-06-01 |
Branch Locations
21250 Hawthorne Boulevard Suite 650, Torrance, CA 90503 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Torrance | CA | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
1- TO SERVE ON THE FINANCIAL PLANNING COMMITTEE FOR THE CITY OF RANCHO PALOS VERDES. 2- RENTAL PROPERTY SINGLE NAME 3- ELMWOOD CONDO OWNERS TREASURE 4. Rental Property; Investment related Yes; Long Beach, CA; Rental Property; owner(proprietor, partner, officer, director, employee, trustee, agent); Apr 2006; During business hours: 0; After business hours: 1; 5. *501672 - Trust; Investment related Yes; Cinnaminson, New Jersey; Trustee/Co-Trustee; 12/1991; During business hours: 0; After business hours: 1
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-07-14 |
| S63 | Uniform Securities Agent State Law Examination | 1994-03-25 |
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