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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-01-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Company | Waltham | MA | 09/1993 | Present |
| Nylife Securities Llc | Waltham | MA | 01/1994 | Present |
| Eagle Strategies Llc | Rye | NY | 05/2011 | Present |
INVESTMENT ADVISOR AFFILIATED WITH EAGLE STRATEGIES [Alumni Association for the American College of Financial Services; Alumni Board Member for the College. Multiple committee calls through out the year and a couple of meetings.; 630 Allendale Road, Suite 400, King of Prussia, PA, 19406; Start Date 06/2018; Role/Title: Board Member; Investment Related; 2 hours per month; 2 hours per month during securities trading hours]
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-02-16 |
| S63 | Uniform Securities Agent State Law Examination | 1994-04-12 |
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