Paul Bertrand Ellis

Current Employers

Employment History

• 03/2014 → 08/2017
  Wells Fargo Advisors Financial Network, Llc
  Mukilteo, WA
• 08/2017 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 08/2017 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 03/2004 → Present
  Ellis Wealth Management, Llc
  Mukilteo, WA

Previous Registrations

• 2014-03-26 → 2017-08-17
  Wells Fargo Advisors Financial Network, Llc
  Mukilteo, WA
• 1999-07-21 → 2014-03-27
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Bellevue, WA
  Bellevue, WA

Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 08/2017, AS ADVISORY REP OF A RIA. INV REL, 40 HR/WK 40 HR/TRADING 2) UW FOSTER SCHOOL OF BUSINESS, 124 MACKENZIE HALL SEATTLE WA, 01/2017, BOARD MEMBER, NIR, 10/YR 0/TRADING 3) MUKILTEO CHAMBER OF COMMERCE, 4902 76TH ST SW MUKILTEO WA, 01/2017, BOARD MEMBER/IMMEDIATE PAST PRESIDENT, NIR, 6 HR/MO 2 HR/MO TRADING 4) NDEPENDENT INSURANCE AGENT, 12121 HARBOUR REACH DR STE 206 MUKILTEO, WA, 12/2017, FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL, 1/WK 8/TRADING 5) PONYTAIL UNLIMITED LLC, MUKILTEO WA, 01/2014, PRESIDENT/CEO DESINGING AND MANUFACTURING PERSONAL SELF DEFENSE PRODUCTS, NIR, 10/YR 0/TRADING 6) JAMTEAMDESIGN LLC, MUKILTEO WA, 01/2014, PRESIDENT/CEO, DESIGN, CONSULTING, AND MANUFACTURING, NIR, 10/YR 0/TRADING 7) ELLIS WEALTH MANAGEMENT LLC, 12121 HARBOUR REACH DR STE 206 MUKILTEO WA, 03/2014, PRESIDENT/MANAGING DIRECTOR, INV REL, 16/WK 16/TRADING 8) EWM ADVANTAGE, 12610 52ND PL W MUKILTEO WA, AFFILIATE MARKETING, CEO-PRESIDENT, 09/2020, NIR, 10 HR/MO 0 HR/MO TRADING 9) PAUL ELLIS, MUKILTEO WA 98275, 05/2022, Committee Member, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 1 HR/MO 0 HR/MO TRADING 10) TALENT 5X, 12610 52ND PL W MUKILTEO WA, 06/2024, CEO, AUTHOR/PODCASTER/SPEAKER, NIR, 2 HR/MO 1 HR/MO TRADING

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-01-09
• S63 Uniform Securities Agent State Law Examination
  1994-03-01