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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2023-04-21 |
Branch Locations
12926 Mukilteo Speedway Ste F1, Lynnwood, WA 98087 • United States
999 3Rd Ave 40Th Fl [Wh/Wk-Rbo], Seattle, WA 98104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Palm Desert | CA | 10/2015 | 11/2019 |
| Jpmorgan Chase Bank, N.A. | Palm Desert | CA | 10/2015 | 11/2019 |
| Lafyzone | Indio | CA | 02/2015 | Present |
| Jpmorgan Chase Bank, N.A. | Palm Desert | CA | 04/2020 | 10/2022 |
| J.P. Morgan Securities Llc | Palm Desert | CA | 04/2020 | 10/2022 |
| Bank Of America, N.A. | Palm Desert | CA | 01/2020 | 04/2020 |
| Wells Fargo Clearing Services, Llc | Seattle | WA | 04/2023 | Present |
| Wells Fargo Bank, Na | Seattle | WA | 03/2023 | Present |
LAFYZONE, NOT INVT RELATED, SEATTLE, WA, 100% OWNERSHIP, START DATE 2/1/2015, 1 HR PER MONTH, 0 HRS DURING TRADING, OWNER AND MANAGER, VIDEO PRODUCTION AND CONTENT CREATION.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-04-21 |
| S63 | Uniform Securities Agent State Law Examination | 2015-12-08 |
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