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Wesley John Brandon

LPl Financial LLC

Lynnwood, WA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-07-21
CO RA APPROVED 2021-07-21
FL RA APPROVED 2021-07-21
WA RA APPROVED 2021-07-21
WI RA APPROVED 2021-07-21
  • CA RA
    APPROVED
    Since 2021-07-21
  • CO RA
    APPROVED
    Since 2021-07-21
  • FL RA
    APPROVED
    Since 2021-07-21
  • WA RA
    APPROVED
    Since 2021-07-21
  • WI RA
    APPROVED
    Since 2021-07-21

Branch Locations

19401 40Th Ave W, Ste 460, Lynnwood, WA 98036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rmb Dental Arts Inc Shoreline WA 03/1981 07/2021
Denise Brandon Lynnwood WA 02/2017 07/2021
Waddell & Reed, Inc. Lynnwood WA 08/2017 07/2021
Various Insurance Carriers For W & R Insurance Agencies Shoreline WA 08/2017 07/2021
Northridge Swim Club Shoreline WA 01/2005 01/2020
Cabana Club Condominium Association Birch Bay WA 01/2015 07/2021
Ronald Wastewater District Shoreline WA 06/2017 04/2021
Brandon Wealth Advisors Llc Shoreline WA 04/2020 07/2021
Cabana Club Condominium Association Inc Blaine WA 01/2015 07/2021
Ronald Wastewater District Shoreline WA 06/2017 04/2021
Northridge Swim Club Inc Shoreline WA 01/2021 07/2021
Lpl Financial Llc Lynnwood WA 07/2021 Present
  • 03/1981 → 07/2021
    Rmb Dental Arts Inc
    Shoreline, WA
  • 02/2017 → 07/2021
    Denise Brandon
    Lynnwood, WA
  • 08/2017 → 07/2021
    Waddell & Reed, Inc.
    Lynnwood, WA
  • 08/2017 → 07/2021
    Various Insurance Carriers For W & R Insurance Agencies
    Shoreline, WA
  • 01/2005 → 01/2020
    Northridge Swim Club
    Shoreline, WA
  • 01/2015 → 07/2021
    Cabana Club Condominium Association
    Birch Bay, WA
  • 06/2017 → 04/2021
    Ronald Wastewater District
    Shoreline, WA
  • 04/2020 → 07/2021
    Brandon Wealth Advisors Llc
    Shoreline, WA
  • 01/2015 → 07/2021
    Cabana Club Condominium Association Inc
    Blaine, WA
  • 06/2017 → 04/2021
    Ronald Wastewater District
    Shoreline, WA
  • 01/2021 → 07/2021
    Northridge Swim Club Inc
    Shoreline, WA
  • 07/2021 → Present
    Lynnwood, WA
Previous Registrations
  • 2018-01-02 → 2021-07-21
    Waddell & Reed
    Seattle, WA
    Lynnwood, WA
    Lynnwood, WA
Other Businesses

1) 1/1/2021 - Brandon Wealth Advisors LLC / DBA for LPL Business (entity for LPL business) / Investment Related / 0 HR / MO / 19401 40th Ave West, Suite 360, Lynnwood WA 98036 2) 2007 - WESLEY BRANDON / Real Estate Rental / 7530 Birch Bay Drive Blaine WA 98230 / Investment Related / 0 HR / MO / 7530 Birch Bay Drive Blaine WA 98230 3) 8/2007 - WESLEY BRANDON / Non-Variable Insurance / Investment Related / 0 HR / MO / SHORELINEWashington

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-29
  • S66 Uniform Combined State Law Examination
    2017-12-29
Other Names
  • Wes Brandon

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