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12189 Greenhaven Suite 108, Mukilteo, WA 98275-6062 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2020-12-11 |
Branch Locations
12189 Greenhaven Suite 108, Mukilteo, WA 98275-6062 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pacific West Securities, Inc. | Renton | WA | 09/2000 | 05/2017 |
| Sandlapper Wealth Management, Llc | Greenville | SC | 05/2017 | 10/2020 |
| Wms Wealth Management Llc | Mukilteo | WA | 10/2020 | Present |
| Chelan Ridge Winery | Manson | WA | 01/2022 | Present |
Name of outside business: Chelan Ridge Winery; Is the business investment related: No; Location of the business: 900 Swartout Road Manson WA-Washington 98831 USA; Description of the business: Chelan Ridge Winery is a Vineyard, wine production facility, tasting room and Wedding venue. ; Position Title: Tasting room support; Responsibilities Duties: Candace assist in the tasting room helping ensure quality operations and a fulfilling experience for all guests. Candace helps manage staff by assisting with wine sales and service, pizza service and customer satisfaction. Start date with business: 2022-01-01; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 30;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-09-28 |
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