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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-02-07
WA RA APPROVED 2024-12-03
  • TX RA
    APPROVED
    Since 2025-02-07
  • WA RA
    APPROVED
    Since 2024-12-03

Branch Locations

305 Se Everett Mall Way, Everett, WA 98208 • United States

3800 Harbour Pt Blvd Sw, Mukilteo, WA 98275 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Papa Murphys Mill Creek WA 12/2016 10/2017
Chickfila Bothell WA 12/2017 01/2019
Chickfila Bothell WA 01/2019 09/2021
Unemployed Everett WA 11/2012 11/2016
Everett Community College Everett WA 09/2017 06/2020
University Of Washington Bothell Bothell WA 03/2021 12/2022
Northwestern Mutual Life Insurance Company Milwaukee WI 01/2023 05/2024
Northwestern Mutual Investment Services Llc Bellevue WA 08/2023 05/2024
Northwestern Mutual Wealth Management Company Milwaukee WI 12/2023 05/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated Mukilteo WA 09/2024 Present
Unemployed Everett WA 06/2024 08/2024
Bank Of America, N.A. Mukilteo WA 11/2024 Present
  • 12/2016 → 10/2017
    Papa Murphys
    Mill Creek, WA
  • 12/2017 → 01/2019
    Chickfila
    Bothell, WA
  • 01/2019 → 09/2021
    Chickfila
    Bothell, WA
  • 11/2012 → 11/2016
    Unemployed
    Everett, WA
  • 09/2017 → 06/2020
    Everett Community College
    Everett, WA
  • 03/2021 → 12/2022
    University Of Washington Bothell
    Bothell, WA
  • 01/2023 → 05/2024
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 08/2023 → 05/2024
    Northwestern Mutual Investment Services Llc
    Bellevue, WA
  • 12/2023 → 05/2024
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 09/2024 → Present
    Mukilteo, WA
  • 06/2024 → 08/2024
    Unemployed
    Everett, WA
  • 11/2024 → Present
    Bank Of America, N.A.
    Mukilteo, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-02
S63 Uniform Securities Agent State Law Examination 2023-11-17
  • S66 Uniform Combined State Law Examination
    2024-12-02
  • S63 Uniform Securities Agent State Law Examination
    2023-11-17
Other Names
  • Josiah Reiser
  • Tanner Josiah Reiser
  • Tanner J Reiser

View on SEC IAPD

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