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Hae Ji Chong

J.P. Morgan Securities LLC

Mukilteo, WA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2018-07-12
  • WA RA
    APPROVED
    Since 2018-07-12

Branch Locations

3905 Harbour Pointe Blvd Sw, Mukilteo, WA 98275 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Lynnwood WA 05/2012 06/2018
Wells Fargo Clearing Services, Llc Lynnwood WA 03/2017 07/2018
Jpmorgan Chase Bank, N.A. Mukilteo WA 07/2018 Present
J.P. Morgan Securites Llc Mukilteo WA 07/2018 Present
  • 05/2012 → 06/2018
    Wells Fargo Bank Na
    Lynnwood, WA
  • 03/2017 → 07/2018
    Wells Fargo Clearing Services, Llc
    Lynnwood, WA
  • 07/2018 → Present
    Jpmorgan Chase Bank, N.A.
    Mukilteo, WA
  • 07/2018 → Present
    J.P. Morgan Securites Llc
    Mukilteo, WA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-07-31
S63 Uniform Securities Agent State Law Examination 2017-06-12
  • S65 Uniform Investment Adviser Law Examination
    2017-07-31
  • S63 Uniform Securities Agent State Law Examination
    2017-06-12
Other Names
  • Janice Chong
  • Haeji Chong
  • Hae Chong

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · MUKILTEO, WA
STATE FARM INVESTMENT MANAGEMENT CORP. · Mukilteo, WA
EDWARD JONES · Mukilteo, WA
WMS WEALTH MANAGEMENT LLC · MUKILTEO, WA
WELLS FARGO CLEARING SERVICES, LLC · LYNNWOOD, WA
EDWARD JONES · MUKILTEO, WA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Mukilteo, WA
AMERIPRISE FINANCIAL SERVICES, LLC · EVERETT, WA

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