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12189 Greenhaven Suite 108, Mukilteo, WA 98275-6062 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2022-09-02 |
Branch Locations
12189 Greenhaven Suite 108, Mukilteo, WA 98275-6062 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wms Financial Planners | Seattle | WA | 12/2002 | 10/2017 |
| Independent Financial Group | Seattle | WA | 02/2012 | 05/2017 |
| Sandlapper Securities, Llc | Greenville | SC | 04/2017 | 10/2017 |
| Sandlapper Wealth Management, Llc | Greenville | SC | 04/2017 | 10/2017 |
| Emerson Equity Llc | San Mateo | CA | 10/2017 | 08/2018 |
| Sandlapper Wealth Management, Llc | Seattle | WA | 08/2018 | 05/2019 |
| Sandlapper Securities, Llc | Seattle | WA | 09/2018 | 05/2019 |
| Cabot Lodge Securities Llc | New York | NY | 06/2019 | 03/2021 |
| Integrity Brokerage, Llc | Mukilteo | WA | 03/2021 | Present |
| Wms Consultants, Llc | Mukilteo | WA | 12/2001 | Present |
| Wms Wealth Management Llc | Mukilteo | WA | 04/2022 | Present |
(1) WMS Wealth Management. (2) Yes-investment related. (3) 12189 Greenhaven # 108, Mukilteo, WA 98275. (4) RIA. (5) Investment advisor. (6) Investment advisor. (7) January 2020. (8) 80 hours monthly. (9) 6 hours. (10) Service and consulting, handle client accounts, service & Implementation, time spent (1) WMS Consultants. (2) Yes-investment related. (3) 12189 Greenhaven # 108, Mukilteo, WA 98275. (4) Insurance consultant. (5) Insurance broker. (6) No title. (7) 2002. (8) 1-5 hours per month. (9) 1-5 hrs per mo. (10) Review, analysis, and preparing clients with policies that match their needs.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-01-30 |
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