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14600 Branch St., Omaha, NE 68154 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-21 |
| AZ | RA | APPROVED | 2019-11-13 |
| TX | RA | APPROVED_RES | 2019-11-13 |
Branch Locations
11375 S Fortuna Road, Ste. F, Yuma, AZ 85367 • United States
182 E 16Th St. Suite D, Yuma, AZ 85364 • United States
14600 Branch St., Omaha, NE 68154 • United States
1239 W Main Street, El Centro, CA 92243 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Yuma | AZ | 08/2001 | 11/2019 |
| Private Advisor Group, Llc | Yuma | AZ | 01/2018 | 11/2019 |
| Cwm, Llc | Omaha | NE | 11/2019 | Present |
| Yuma Investment Group | Yuma | AZ | 01/2001 | 01/2025 |
| Yuma & Imperial Valley Wealth Management | Yuma | AZ | 01/2025 | Present |
1. Youknowit LLC; Real Estate; 12/31/21; Partner; APPX. HRS/MONTH: 0; % HRS/MO DURING TRADING HOURS: 0 2. Rio Colorado Chapter Historical Board; Non-profit historical; 8/1/22; Board member; APPX. HRS/MONTH: 1; % HRS/MO DURING TRADING HOURS: 0; DUTIES: Board responsibilities 3. 1st Ave Downtown LLC; Real Estate; 8/17/23; Partner; APPX. HRS/MONTH: 1; % HRS/MO DURING TRADING HOURS: 0 4. Yuma Business Center LLC; Real Estate; 12/1/22; Silent member; APPX. HRS/MONTH: 1; % HRS/MO DURING TRADING HOURS: 0 5. Care Yuma LLC; Real Estate; 12/1/20; Owner; APPX. HRS/MONTH: 1; % HRS/MO DURING TRADING HOURS: 0 6. Downtown Mex LLC; Real Estate; 12/1/20; Partner; APPX. HRS/MONTH: 1; % HRS/MO DURING TRADING HOURS: 0 7. Tacna Ag Housing LLC; Real Estate; 2/10/21; Co-owner; APPX. HRS/MONTH: 1; % HRS/MO DURING TRADING HOURS: 0 8. Yuma Risk Management; Property Casualty Insurance; 8/13/17; Co-owner; APPX. HRS/MONTH: 2; % HRS/MO DURING TRADING HOURS: 0 9. Del Norte LLC; Real estate, 10/14/13; Owner; APPX. HRS/MONTH: 0; % HRS/MO DURING TRADING HOURS: 0 10. Barking Dog LLC; Real estate; 2/3/98; Owner; APPX. HRS/MONTH: 0% HRS/MO DURING TRADING HOURS: 0 11. Main Street Yuma LLC; Real Estate; 9/14/18; Owner; APPX. HRS/MONTH: 0;% HRS/MO DURING TRADING HOURS: 0 12. Main Street Two LLC; Real Estate; 5/7/19; Owner; APPX. HRS/MONTH: 0; % HRS/MO DURING TRADING HOURS: 0 13. Malachite LLC; Real Estate; 2/8/05; Owner; APPX. HRS/MONTH: 0; % HRS/MO DURING TRADING HOURS: 0 14. R & R Coffee Truck Frenchies Coffee; Food truck; 6/1/21; Owner; APPX. HRS/MONTH: 1; % HRS/MO DURING TRADING HOURS: 0; Silent partner 15. Ed Foundation of Yuma; Non profit; 5/1/2021; Board member; APPX. HRS/MONTH: 1; % HRS/MO DURING TRADING HOURS: 0 16. Downtown D & R LLC; Real Estate; 10/1/2021; Owner; APPX. HRS/MONTH: 1; % HRS/MO DURING TRADING HOURS: 0 17. TMSI Family Trust; Various property, rentals, 100% owned by the trust; 9/8/15; Trustee; APPX. HRS/MONTH: 5; % HRS/MO DURING TRADING HOURS: 0; Trustee of trust, manager of the rentals and property owned by the trust 18. Better Yuma; Non-profit; 3/6/19; Board member treasurer; APPX. HRS/MONTH: 1; % HRS/MO DURING TRADING HOURS: 1; Bookkeeping with no access to funds or cash 19. Down Town R & R; Liquor license; 9/4/20; Owner; APPX. HRS/MONTH: 0; % HRS/MO DURING TRADING HOURS: 0; Hold liquor license 20. Sunset Bar & Grill LLC DBA Desert Penguin; Sports Bar & Food; 10/12/20; Owner; APPX. HRS/MONTH: 6; % HRS/MO DURING TRADING HOURS: 0; Managing partner 21. 251 Downtown LLC; Real Estate; 12/20/23; Owner; APPX. HRS/MONTH: 1; % HRS/MO DURING TRADING HOURS: 0; Oversee property manager 22. Foundation of Tucson Diocese Board; Non-profit; 8/1/24; Board member; APPX. HRS/MONTH: 1; % HRS/MO DURING TRADING HOURS: 0 23. IVWM Building LLC; Real Estate; 8/1/24; Owner; APPX. HRS/MONTH: 1; % HRS/MO DURING TRADING HOURS: 0 24. YIG LLC; Pass though; 8/4/20; Partner; APPX. HRS/MONTH: 1; % HRS/MO DURING TRADING HOURS: 0 25. Yig Corp LLC; Pass through; 8/3/20; Owner; APPX. HRS/MONTH: 1; % HRS/MO DURING TRADING HOURS: 0 26. 224 Downtown LLC; Real Estate; 3/26/25; Owner; APPX. HRS/MONTH: 1; % HRS/MO DURING TRADING HOURS: 0 27. 575 W. Chandler LLC; Real Estate; 9/1/25; Partner; APPX. HRS/MONTH: 1; % HRS/MO DURING TRADING HOURS: 0 28. Yuma Tax Group LLC; Tax service; 10/1/25; Passive owner; APPX. HRS/MONTH: 1; % HRS/MO DURING TRADING HOURS: 1; Passive investor 29. Insurance; 8/23/06; APPX. HRS/MONTH: 3; % HRS/MO DURING TRADING HOURS: 1; INSURANCE AGENT; Sells Life, Health, Disability, Annuities & LTC
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 1994-02-22 |
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