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Saul Jesus Unzueta

Ameriprise Financial Services, LLC

Yuma, AZ

Yuma, AZ

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-07-18
  • TX RA
    APPROVED
    Since 2025-07-18

Branch Locations

3150 S Catalina Dr Ste 4, Yuma, AZ 85364 • United States

Yuma, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services Llc Phoenix AZ 04/2025 Present
Wells Fargo Bank Na Yuma AZ 11/2013 03/2025
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-16
  • S66 Uniform Combined State Law Examination
    2025-07-16
Other Names
  • Saul Unzueta
  • Suly Unzueta

View on SEC IAPD

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EAGLE STRATEGIES LLC · YUMA, AZ
STATE FARM INVESTMENT MANAGEMENT CORP. · Yuma, AZ
CWM, LLC · Yuma, AZ
CWM, LLC · Yuma, AZ
SOUTHERN PACIFIC ASSET MANAGEMENT L.L.C. · YUMA, AZ
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER · Yuma, AZ
INVICTA FINANCIAL GROUP · YUMA, AZ
EDWARD JONES · YUMA, AZ

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