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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-01-08
AZ RA APPROVED 2021-04-05
  • TX RA
    APPROVED_RES
    Since 2024-01-08
  • AZ RA
    APPROVED
    Since 2021-04-05

Branch Locations

3150 S Catalina Dr Ste 4, Yuma, AZ 85364 • United States

Yuma, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, N.A. Yuma AZ 10/1999 04/2019
Wells Fargo Advisors Llc Yuma AZ 01/2011 11/2016
Wells Fargo Clearing Services, Llc Yuma AZ 11/2016 05/2019
Deason Garner & Hansen Yuma AZ 02/2020 09/2021
Lydia Padilla Yuma AZ 05/2019 12/2019
Synergy Services Inc Yuma AZ 08/2019 10/2019
Ameriprise Financial Services, Llc Yuma AZ 03/2021 09/2022
Ameriprise Financial Services, Llc Yuma AZ 09/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-11-08
  • S66 Uniform Combined State Law Examination
    2010-11-08
Other Names
  • Bretina Elaine Ponce
  • Bretina Elaine Ponce
  • Bretina Elaine De Anda

View on SEC IAPD

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