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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-01-08 |
| AZ | RA | APPROVED | 2021-04-05 |
Branch Locations
3150 S Catalina Dr Ste 4, Yuma, AZ 85364 • United States
Yuma, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, N.A. | Yuma | AZ | 10/1999 | 04/2019 |
| Wells Fargo Advisors Llc | Yuma | AZ | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Yuma | AZ | 11/2016 | 05/2019 |
| Deason Garner & Hansen | Yuma | AZ | 02/2020 | 09/2021 |
| Lydia Padilla | Yuma | AZ | 05/2019 | 12/2019 |
| Synergy Services Inc | Yuma | AZ | 08/2019 | 10/2019 |
| Ameriprise Financial Services, Llc | Yuma | AZ | 03/2021 | 09/2022 |
| Ameriprise Financial Services, Llc | Yuma | AZ | 09/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-11-08 |
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