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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-04-26 |
| TX | RA | APPROVED | 2019-04-26 |
Branch Locations
3150 S Catalina Dr Ste 4, Yuma, AZ 85364 • United States
Yuma, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Yuma | AZ | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Yuma | AZ | 11/2016 | 04/2019 |
| Ameriprise Financial Services Inc | Mesa | AZ | 04/2019 | 03/2020 |
| Ameriprise Financial Services, Llc | Yuma | AZ | 04/2019 | Present |
Board of Directors; Living Hope Church of Yuma; Trustee; 6480 US 95, , Yuma, AZ, 85365; Not Investment-Related; 05/01/2026; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-07-03 |
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