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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-04-26 |
| TX | RA | APPROVED | 2019-04-26 |
Branch Locations
3150 S Catalina Dr Ste 4, Yuma, AZ 85364 • United States
Yuma, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Yuma | CA | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Yuma | CA | 11/2016 | 04/2019 |
| Ameriprise Financial Services Inc | Mesa | AZ | 04/2019 | 03/2020 |
| Ameriprise Financial Services, Llc | Yuma | AZ | 03/2020 | Present |
Business Ownership; Padvic LLC; Manager. The OBA is an IRA LLC owned by Madison trust FBO Lydia M Padilla Traditional IRA; IRA LLC to invest in real property, deeds of trust or personal loans; 4838 W 27th ln, , Yuma, AZ, 85364; Investment-Related; 11/15/2025; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-18 |
| S63 | Uniform Securities Agent State Law Examination | 1999-04-05 |
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