Adrian Elder

Current Employers

Employment History

• 11/2010 → 11/2019
  Lpl Financial Llc
  Yuma, AZ
• 01/2018 → 11/2019
  Private Advisor Group, Llc
  Yuma, AZ
• 11/2019 → Present
  Cwm, Llc
  Omaha, NE
• 11/2019 → 01/2025
  Yuma Investment Group
  Yuma, AZ
• 01/2025 → Present
  Yuma & Imperial Valley Wealth Mangement
  Yuma, AZ

Previous Registrations

• 2018-01-12 → 2019-11-12
  Private Advisor Group, Llc
  Yuma, AZ
  Morristown, NJ
• 2011-07-07 → 2018-12-31
  Lpl Financial Llc
  Yuma, AZ

Other Businesses

NAME OF BUSINESS: United Way of Yuma County NATURE: Non-profit organization START: 1/1/2021 POSITION: Board Member APPX. HRS/MONTH:2 % APPX HRS/MONTH DURING TRADING HOURS: 1 DUTIES: Board Member NAME OF BUSINESS: Downtown Mex, LLC NATURE: Commercial Building START: 12/1/2020 POSITION: Owner APPX. HRS/MONTH: 1 % APPX HRS/MONTH DURING TRADING HOURS: 0 DUTIES: Owner/Operator NAME OF BUSINESS: Elder Financial Services, LLC NATURE: Holding Company START: 1/1/2020 POSITION: Owner APPX. HRS/MONTH: 0 % APPX HRS/MONTH DURING TRADING HOURS: 0 DUTIES: Owner NAME OF BUSINESS: Fixed Insurance NATURE: Insurance START: 1/1/2021 POSITION: Insurance Agent APPX. HRS/MONTH: 1 % APPX HRS/MONTH DURING TRADING HOURS: 1 DUTIES: Sells Life, Health, Disability, Annuities and LTC NAME OF BUSINESS: Main Street Two, LLC NATURE: Commercial Building START: 2/1/2019 POSITION: Owner APPX. HRS/MONTH: 1 % APPX HRS/MONTH DURING TRADING HOURS: 0 DUTIES: Owner NAME OF BUSINESS: Main Street Yuma, LLC NATURE: Owner START: 9/1/2018 POSITION: Owner APPX. HRS/MONTH: 1 % APPX HRS/MONTH DURING TRADING HOURS: 0 DUTIES: Owner NAME OF BUSINESS: Family Trust NATURE: Trust START: 6/1/2022 POSITION: Trustee APPX. HRS/MONTH: 0 % APPX HRS/MONTH DURING TRADING HOURS: 0 DUTIES: Trustee NAME OF BUSINESS: IVWM Building, LLC NATURE: Commercial Building START: 8/1/2024 POSITION: Owner APPX. HRS/MONTH: 1 % APPX HRS/MONTH DURING TRADING HOURS: 0 DUTIES: Owner/Operator NAME OF BUSINESS: Caballeros De Yuma NATURE: Foster and promote the City and County of Yuma START: 06/01/2025 POSITION: Board Member APPX. HRS/MONTH: 2 % APPX HRS/MONTH DURING TRADING HOURS: 0 DUTIES: Inventory management and keeping meetings under control. Voting on initiatives that the Caballeros board is looking at. NAME OF BUSINESS: Yuma Tax Group NATURE: Tax preparation START: 10/01/2025 POSITION: Owner APPX. HRS/MONTH: 5 % APPX HRS/MONTH DURING TRADING HOURS: 0 DUTIES: Background management of the company

Exams

• S66 Uniform Combined State Law Examination
  2011-07-02
• S63 Uniform Securities Agent State Law Examination
  2007-12-22

Designations

Other Names

• Adrian V Elder
• Adrian Victor Elder