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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2008-05-02 |
Branch Locations
923 Hopmeadow St 2Nd Floor, Simsbury, CT 06070 • United States
Simsbury, CT • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 05/2008 | Present |
| Dowd Financial Group Llc | Simsbury | CT | 05/2008 | Present |
1. Fixed Insurance Sales; as of 05/2008, 20% of time spent during business hours, Conducted at Branch; Investment Related 2. Dowd Financial Group, LLC; Operating Company; Owner; as of 06/16/2010, 100% of time spent during business hours, Investment Related; Conducted at Branch
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-10-04 |
| S63 | Uniform Securities Agent State Law Examination | 1994-06-01 |
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