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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-09-04 |
| NC | RA | APPROVED | 2022-08-18 |
| TX | RA | APPROVED_RES | 2017-06-22 |
| CT | RA | APPROVED | 1992-05-18 |
Branch Locations
963 Hopmeadow Street, Simsbury, CT 06070-1824 • United States
7 North St Ste 12, Litchfield, CT 06759 • United States
835 Straits Tpke Ste A, Middlebury, CT 06762 • United States
3608 W Friendly Ave Ste 211, Greensboro, NC 27410-4833 • United States
New Smyrna Beach, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | New Preston | CT | 08/1992 | 03/2020 |
| Ameriprise Financial Services, Llc | Middlebury | CT | 03/2020 | Present |
Business Ownership; Honey Beaver, LLC; Co-Owner, Vice President; investment into a restaurant; 835 Straits Turnpike, , Middlebury, CT, 6762; Not Investment-Related; 03/15/2020; 1 to 9 hours per month; 0 during trading hours / Honey Badger Holdings, Inc.; Co-owner; Manage Ameriprise Business; 835 Straits Turnpike, , Middlebury, CT, 06762; Investment-Related; 12/30/2025; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Honey Badger Management, LLC; Vice-resident and Secretary - manage the business expenses of a financial advisory team; Manage advisory business; 835 Straits Tpke, , Middlebury, CT, 06762; Investment-Related; 12/13/2018; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-01-29 |
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