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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2024-08-21
NC RA APPROVED 2022-08-16
CT RA APPROVED 2022-04-06
  • AL RA
    APPROVED
    Since 2024-08-21
  • NC RA
    APPROVED
    Since 2022-08-16
  • CT RA
    APPROVED
    Since 2022-04-06

Branch Locations

963 Hopmeadow Street, Simsbury, CT 06070-1824 • United States

835 Straits Tpke Ste A, Middlebury, CT 06762 • United States

7 North St Ste 12, Litchfield, CT 06759 • United States

Cheshire, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Middlebury CT 03/2018 Present
Eye Level Learning Center Cheshire CT 12/2010 03/2018
Vespucci's Restaurant Cheshire CT 06/2013 03/2018
  • 03/2018 → Present
    Middlebury, CT
  • 12/2010 → 03/2018
    Eye Level Learning Center
    Cheshire, CT
  • 06/2013 → 03/2018
    Vespucci's Restaurant
    Cheshire, CT
Other Businesses

Outside Employment; Honey Badger Management; AFA; Ameriprise Financial franchise; 835 STRAITS TPKE, STE A, MIDDLEBURY, CT, 06762; Investment-Related; 03/26/2018; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-24
  • S66 Uniform Combined State Law Examination
    2022-03-24

View on SEC IAPD

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