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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2023-12-22 |
| CT | RA | APPROVED | 1991-09-23 |
Branch Locations
963 Hopmeadow Street, Simsbury, CT 06070-1824 • United States
Amherst, NH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Simsbury | CT | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Simsbury | CT | 03/2020 | Present |
Real Estate Ownership; Commercial; 963 Hopmeadow StreetSimsbury, CT 06070, ,; ; 02/15/2012. Business Ownership; LEK Enterprises LLC; owner; real estate holding company; 963 Hopmeadow Street, , Simsbury, CT, 06070; Not Investment-Related; 07/01/2011; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Honey Badger Management LLC.; regular duties of Ameriprise Private Wealth Advisor; Manage advisory business; 835 Straits TPKE Ste A, , Middlebury, CT, 06762; Investment-Related; 01/01/2026; 20 to 39 hours per month; 20 to 39 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-02-04 |
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