Alexander Roderick Duxbury

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2017 → 07/2022
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  West Hartford, CT
• 04/2016 → 11/2017
  Liberty Bank
  West Hartford, CT
• 11/2016 → 05/2017
  Nordstrom, Inc.
  Seattle, WA
• 01/2023 → Present
  Raymond James Financial Services, Inc.
  Simsbury, CT
• 07/2022 → 01/2023
  Unemployed
  Hadlyme, CT
• 01/2023 → Present
  Raymond James Financial Services Advisors, Inc
  Simsbury, CT
• 01/2023 → Present
  Liberty Bank
  Simsbury, CT

Previous Registrations

• 2018-08-20 → 2022-07-19
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  West Hartford, CT

Other Businesses

(1)Name of Business: Liberty Bank Investment Services Address: 981 Hopmeadow St, Simsbury, CT, 06070-1826, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/03/2023 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial advisor, comprehensive wealth management, investment/retirement planning for clients.

Exams

• S66 Uniform Combined State Law Examination
  2018-08-17

Other Names

• Alexander Duxbury