Michael T Goralski

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2023 → Present
  Ameriprise Financial Services, Llc
  Simsbury, CT
• 12/2022 → 01/2023
  Ameriprise Financial Services, Llc
  Simsbury, CT
• 05/2022 → 08/2022
  Ameriprise Financial Services, Llc
  Simsbury, CT
• 08/2019 → 05/2023
  Wilkes University
  Wilkes Barre, PA
• 12/2021 → 03/2022
  Ge Electric Insurance Company
  Beverly, MA
• 08/2015 → 08/2019
  Xavier High School
  Middletown, CT

Other Businesses

Outside Employment; Honey Badger Management LLC; Regular duties of a Financial Planning Analyst; Manage advisory business; 835 Straits Tpke Ste A, , Middlebury, CT, 06762; Investment-Related; 01/01/2026; 60 hours per month; 60 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2024-03-08