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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-26
TX RA APPROVED_RES 2017-11-22
CA RA APPROVED 2014-11-21
  • NY RA
    APPROVED
    Since 2021-05-26
  • TX RA
    APPROVED_RES
    Since 2017-11-22
  • CA RA
    APPROVED
    Since 2014-11-21

Branch Locations

206 East Anapamu Street, Santa Barbara, CA 93101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Santa Barbara CA 11/2014 Present
  • 11/2014 → Present
    Stifel Nicolaus & Co Inc
    Santa Barbara, CA
Previous Registrations
Other Businesses

1. FOR PROFIT OR NOT FOR PROFIT: [AARDEMA, MARIE (SANTA BARBARA, CA)] PROFIT 2. NAME OF OUTSIDE BUSINESS ORGANIZATION: THE AARDEMA PARTNERSHIP; 17935 CANEHILL AVE BELLFLOWER; PARTNERSHIP WITH MY PARENTS, THAT RUNS A SMALL TRI-PLEX FOR RENTAL PURPOSES; PARTNER; AFFILIATION STARTED 09/05/2011; 2 HOURS PER WEEK; NOT DURING SECURITIES TRADING HOURS. 3. INVESTMENT RELATED: (YES OR NO) REAL ESTATE INVESTMENT, YES 4. ADDRESS OF BUSINESS: 2837 SERENA ~ SB CA 93105 5. NATURE OF BUSINESS: RENTAL PROPERTY 6. YOUR POSITION, TITLE, ASSOCIATION: PART OWNER, LAND LORD 7. START DATE OF RELATIONSHIP: SEPT 2010 8. NUMBER OF HOURS DEVOTED PER MONTH: 5 9. NUMBER OF HOURS DEVOTED DURING SECURITIES TRADING HOURS: 0 10. YOUR DUTIES: LAND LORD

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-10-25
  • S66 Uniform Combined State Law Examination
    2007-10-25
Other Names
  • Marie Lynn Aardema
  • Marie Lynn Aardema
  • Marie L Aardema

View on SEC IAPD

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