Matthew Brown

Current Employers

Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

Authority	Category	Status	Date
KY	RA	APPROVED	2021-03-24

KY RA
APPROVED

Since 2021-03-24

Branch Locations

101 S 5Th St, Louisville, KY 40202 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Putnam Retail Management	Andover	MA	03/2015	03/2019
New York Life	Gibsonia	PA	03/2019	09/2020
Pnc Investments	Louisville	KY	03/2021	Present
Unemployed	Louisville	KY	10/2020	03/2021

03/2015 → 03/2019

Putnam Retail Management

Andover, MA
03/2019 → 09/2020

New York Life

Gibsonia, PA
03/2021 → Present

Pnc Investments

Louisville, KY
10/2020 → 03/2021

Unemployed

Louisville, KY

Previous Registrations

2019-04-02 → 2020-10-01

New York Life Investment Management Llc

Gibsonia, PA

New York, NY
2015-04-17 → 2019-03-11

Putnam Investment Management, Llc

Andover, MA

Boston, MA

Boston, MA
2015-02-05 → 2015-03-25

Neuberger Berman Bd Llc

New York, NY

Gibsonia, PA

Tampa, FL
2003-02-26 → 2007-08-17

Allianz Global Investors Managed Accounts Llc

Stamford, CT

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2015-02-05
S63	Uniform Securities Agent State Law Examination	1994-03-07

S65 Uniform Investment Adviser Law Examination

2015-02-05
S63 Uniform Securities Agent State Law Examination

1994-03-07

Other Names

Matthew W Brown
Matthew Warren Brown

View on SEC IAPD

Current Employers

Pnc Wealth Management Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews