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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-07-14 |
| CA | RA | APPROVED | 1997-07-08 |
| TX | RA | APPROVED_RES | 1994-12-22 |
Branch Locations
800 E Colorado Blvd, Pasadena, CA 91101 • United States
9128 Strada Pl, Naples, FL 34108 • United States
Santa Barbara, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pasadena | CA | 01/1994 | Present |
| Bank Of America,Na | Pasadena | CA | 09/2009 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-04-04 |
| S63 | Uniform Securities Agent State Law Examination | 1994-03-17 |
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