Suzanne Lynn Thompson

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-03-11
AZ	RA	APPROVED	2017-01-09
IL	RA	APPROVED	2010-06-08

TX RA
APPROVED_RES

Since 2020-03-11
AZ RA
APPROVED

Since 2017-01-09
IL RA
APPROVED

Since 2010-06-08

Branch Locations

111 South Pfingsten Road Suite 200, Deerfield, IL 60015 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Deerfield	IL	01/2014	Present

01/2014 → Present

Morgan Stanley

Deerfield, IL

Other Businesses

*562062 - FINRA-Securities Regulation; Investment related: No; Washington, District of Columbia; Investment/Finance/Banking; FINRA S10 Review Committee (proprietor, partner, officer, director, employee, trustee, agent); 07/2023; During business hours: 2; After business hours: 0; Review and write questions for the S10 exams

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2010-06-07
S63	Uniform Securities Agent State Law Examination	1994-03-07

S65 Uniform Investment Adviser Law Examination

2010-06-07
S63 Uniform Securities Agent State Law Examination

1994-03-07

Other Names

Suzanne Lynn Fraszczak

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews