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Kris Anthony Holm

Holm & Cawley Financial Group LLC

Las Vegas, NV

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Current Employers
Holm & Cawley Financial Group Llc

5155 S Durango Drive Ste# 102, Las Vegas, NV 89113 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-17
NV RA APPROVED 2025-01-01
AZ RA APPROVED 2020-07-22
UT RA APPROVED 2011-01-04
  • TX RA
    APPROVED_RES
    Since 2026-03-17
  • NV RA
    APPROVED
    Since 2025-01-01
  • AZ RA
    APPROVED
    Since 2020-07-22
  • UT RA
    APPROVED
    Since 2011-01-04

Branch Locations

5155 S Durango Drive Ste# 102, Las Vegas, NV 89113 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Holm & Cawley Financial Group Llc, Las Vegas NV 07/2009 Present
Previous Registrations
  • 2009-09-23 → 2011-01-25
    Financial Advisers Of America, Llc
    Las Vegas, NV
    Carlsbad, CA
  • 2006-05-12 → 2009-09-30
    Lpl Financial Llc
    Las Vegas, NV
    Las Vegas, NV
  • 2005-10-31 → 2006-05-19
    Osaic Services, Inc.
    Las Vegas, NV
    Phoenix, AZ
  • 2004-08-05 → 2005-11-08
    Householder Group, Estate & Retirement Specialists
    Las Vegas, NV
  • 2005-09-02 → 2005-10-31
    Sunamerica Securities, Inc.
    Las Vegas, NV
  • 2005-08-19 → 2005-09-09
    Lpl Financial Llc
    Las Vegas, NV
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-07-21
S63 Uniform Securities Agent State Law Examination 1994-02-28
  • S65 Uniform Investment Adviser Law Examination
    2004-07-21
  • S63 Uniform Securities Agent State Law Examination
    1994-02-28
Other Names
  • Kris Holm

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LAS VEGAS, NV
AI AGENT CAPITAL, LLC · LAS VEGAS, NV
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