Richard Lee Counts

Current Employers

Employment History

• 06/2007 → 08/2020
  Valic Financial Advisors, Inc
  St. Louis, MO
• 09/2020 → Present
  Mainstreet Ria Llc
  O'FAllon, MO
• 03/2021 → Present
  Counts Oldham Properties Llc
  Wright City, MO
• 04/2026 → Present
  Ai Portfolios
  Ballwin, MO

Previous Registrations

• 2007-06-05 → 2020-09-23
  Valic Financial Advisors, Inc.
  Columbia, MO
  Little Rock, AR
  Fayetteville, AR
  Columbia, MO
  Cape Girardeau, MO
  Cape Girardeau, MO
  Edwardsville, IL
  St. Louis, MO
  Houston, TX
• 2004-06-07 → 2005-11-28
  Lpl Financial Llc
  St. Peters, MO
• 2004-02-19 → 2004-06-02
  Main Street Management Company
  St Louis, MO
• 2002-10-03 → 2004-01-20
  Charles Schwab & Co., Inc.
  Clayton, MO

Other Businesses

RLC LLC, Holding company Non-Investment Related Address: 13180 Huntercreek Ridge Road St Louis MO 63131 Established the LLC to hold Commercial Real Estate Title: Owner Opened said LLC in 2015 upon purchase of an additional piece of property Less than 5 Hours a month. Main job duties include maintaining building and collecting rent. ?Full Legal Business Name: Counts Oldham Properties LLC ?Is the Business investment-related? (yes/no): No ?Address: 3 Inland Ct, Wright City, MO 63390 ?What is the nature of the other business? The holding LLC for the building that was purchased for Mainstreet RIA LLC. ?Your position, title, or relationship: owners-members ?Start date of your relationship (mm/year): 3/2021 ?Approximate hours a month spent on the other business: 3 ?Approximate hours during trading spent on the other business: same as above, 3 hours per month total ?Briefly describe your duties relating to the other business: NA

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-06-22
• S63 Uniform Securities Agent State Law Examination
  1994-01-03