Michael Steven Nichols

Employer firm

Prospera Financial Services, Inc. CRD 10740

$12.4B regulatory AUM 14 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2004 → 05/2025
  Cutter & Company Brokerage, Inc.
  Chesterfield, MO
• 05/2025 → Present
  Prospera Financial Services, Inc.
  Dallas, TX

Previous Registrations

• 2004-05-14 → 2025-05-16
  Cutter & Company, Inc.
  Ballwin, MO
  Columbia, MO
  Marion, IL
  Chesterfield, MO
  Marion, IL
  Marion, IL
• 2002-01-03 → 2004-05-18
  Morgan Stanley Dw Inc.
  Chesterfield, MO

Other Businesses

CUTTER ADVISORS / DBA ONLY / 05/22/2013 / 100% OF TIME / BALLWIN, MO; MARION, IL; AND COLUMBIA, MO

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-10-07
• S66 Uniform Combined State Law Examination
  1998-07-23

Other Names

• Michael S Nichols