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Michael Steven Nichols

Prospera Financial Services, Inc.

Marion, IL

Columbia, MO

Ballwin, MO

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Current Employers
Prospera Financial Services, Inc.

5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-05-16
MO RA APPROVED 2025-05-16
TX RA APPROVED_RES 2025-05-16
  • IL RA
    APPROVED
    Since 2025-05-16
  • MO RA
    APPROVED
    Since 2025-05-16
  • TX RA
    APPROVED_RES
    Since 2025-05-16

Branch Locations

1616 West Main Street, Marion, IL 62959 • United States

3610 Buttonwood Drive, Columbia, MO 65201 • United States

15415 Clayton Road, Ballwin, MO 63011 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cutter & Company Brokerage, Inc. Chesterfield MO 05/2004 05/2025
Prospera Financial Services, Inc. Dallas TX 05/2025 Present
Previous Registrations
  • 2004-05-14 → 2025-05-16
    Cutter & Company, Inc.
    Ballwin, MO
    Columbia, MO
    Marion, IL
    Chesterfield, MO
    Marion, IL
    Marion, IL
  • 2002-01-03 → 2004-05-18
    Morgan Stanley Dw Inc.
    Chesterfield, MO
Other Businesses

CUTTER ADVISORS / DBA ONLY / 05/22/2013 / 100% OF TIME / BALLWIN, MO; MARION, IL; AND COLUMBIA, MO

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-10-07
S66 Uniform Combined State Law Examination 1998-07-23
  • S65 Uniform Investment Adviser Law Examination
    2025-10-07
  • S66 Uniform Combined State Law Examination
    1998-07-23
Other Names
  • Michael S Nichols

View on SEC IAPD

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