Best Investors
Account
Sign in
5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2025-05-16 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | St. Louis | MO | 01/2015 | 03/2017 |
| Mml Investors Services, Llc | Chesterfield | MO | 03/2017 | 04/2021 |
| Massmutual Life Insurance Co | Chesterfield | MO | 07/2016 | 04/2021 |
| Cutter & Company Brokerage Inc | Ballwin | MO | 05/2021 | 05/2025 |
| Prospera Financial Services, Inc. | Dallas | TX | 05/2025 | Present |
1) DBA BRUCE WARD; NOT INVESTMENT RELATED; 321 REMINGTON WAY DR, BALLWIN MO 63021; ONGOING SELLING AND SERVICING AGENT FOR VARIES INSURANCE CARRIERS POLICIES; 1 HOUR/WEEK NOT DURING BUSINESS HOURS; NO COMPENSATION. 2) U.S. COAST GUARD ACADEMY, NEW LONDON CT 06320; NOT INVESTMENT RELATED; CURRENT AND ONGOING; ACADEMY ADMISSIONS PARTNER & MO STATE COORDINATOR VOLUNTEER; VOLUNTEER AT COLLEGE FAIRS, TALK TO APPLICANTS, SUPERVISE & COORDINATE MO PARTNERS & ADMISSIONS; MINOR HOURS DURING TRADING HOURS, MOST DONE ON WEEKENDS. 3) CUTTER AND COMPANY BROKERAGE, INC; INVESTMENT RELATED - YES; 15415 CLAYTON RD BALLWIN, MO 63011; DBA; ADVISOR; 05/2025; 160 HOURS PER MONTH; 160 HOURS DURING TRADING HOURS; PROVIDING FINANCIAL PLANNING AND INVESTMENT RELATED SERVICES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-04-30 |
| S63 | Uniform Securities Agent State Law Examination | 1991-08-30 |
Reach out to this advisor