Best Investors Account Sign in
Current Employers
Prospera Financial Services, Inc.

5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2025-05-16
  • MO RA
    APPROVED
    Since 2025-05-16

Branch Locations

15415 Clayton Road, Ballwin, MO 63011 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. St. Louis MO 01/2015 03/2017
Mml Investors Services, Llc Chesterfield MO 03/2017 04/2021
Massmutual Life Insurance Co Chesterfield MO 07/2016 04/2021
Cutter & Company Brokerage Inc Ballwin MO 05/2021 05/2025
Prospera Financial Services, Inc. Dallas TX 05/2025 Present
  • 01/2015 → 03/2017
    Metlife Securities Inc.
    St. Louis, MO
  • 03/2017 → 04/2021
    Chesterfield, MO
  • 07/2016 → 04/2021
    Massmutual Life Insurance Co
    Chesterfield, MO
  • 05/2021 → 05/2025
    Cutter & Company Brokerage Inc
    Ballwin, MO
  • 05/2025 → Present
    Dallas, TX
Previous Registrations
  • 2021-05-06 → 2025-05-16
    Cutter & Company, Inc.
    Ballwin, MO
  • 2017-03-25 → 2021-04-22
    St. Louis, MO
    Chesterfield, MO
  • 2015-01-02 → 2017-03-25
    Msi Financial Services, Inc.
    St. Louis, MO
  • 2007-11-16 → 2015-01-02
    New England Securities
    St. Louis, MO
  • 2001-01-01 → 2007-11-05
    Saint Louis, MO
Other Businesses

1) DBA BRUCE WARD; NOT INVESTMENT RELATED; 321 REMINGTON WAY DR, BALLWIN MO 63021; ONGOING SELLING AND SERVICING AGENT FOR VARIES INSURANCE CARRIERS POLICIES; 1 HOUR/WEEK NOT DURING BUSINESS HOURS; NO COMPENSATION. 2) U.S. COAST GUARD ACADEMY, NEW LONDON CT 06320; NOT INVESTMENT RELATED; CURRENT AND ONGOING; ACADEMY ADMISSIONS PARTNER & MO STATE COORDINATOR VOLUNTEER; VOLUNTEER AT COLLEGE FAIRS, TALK TO APPLICANTS, SUPERVISE & COORDINATE MO PARTNERS & ADMISSIONS; MINOR HOURS DURING TRADING HOURS, MOST DONE ON WEEKENDS. 3) CUTTER AND COMPANY BROKERAGE, INC; INVESTMENT RELATED - YES; 15415 CLAYTON RD BALLWIN, MO 63011; DBA; ADVISOR; 05/2025; 160 HOURS PER MONTH; 160 HOURS DURING TRADING HOURS; PROVIDING FINANCIAL PLANNING AND INVESTMENT RELATED SERVICES.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-04-30
S63 Uniform Securities Agent State Law Examination 1991-08-30
  • S65 Uniform Investment Adviser Law Examination
    1999-04-30
  • S63 Uniform Securities Agent State Law Examination
    1991-08-30
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Ballwin, MO

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor