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5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-07-20 |
| MO | RA | APPROVED | 2025-05-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc | Chesterfield | MO | 02/2012 | 07/2017 |
| Securities America Advisors, Inc. | Chesterfield | MO | 02/2012 | 07/2017 |
| Cutter And Company | Ballwin | MO | 07/2017 | 05/2025 |
| Prospera Financial Services, Inc. | Dallas | TX | 05/2025 | Present |
1) PATTERSON WEALTH MANAGEMENT, LLC; INVESTMENT RELATED - YES; 15415 CLAYTON RD, BALLWIN MO 63011; DBA; ADVISOR; 07/2017; 160 HOURS PER MONTH; 160 DURING TRADING HOURS; PROVIDING FINANCIAL PLANNING AND INVESTMENT RELATED SERVICES. 2) PULASKI BANK - TREASURER - THIS IS THE CHECKING ACCOUNT LINKED TO THE ST. LOUIS MARTIAL ARTS ACADEMY - NUMBER OF HOURS: 2 - START DATE: 3/2015 3) ST. LOUIS MARTIAL ARTS ACADEMY APPLIED COMBATIVES GROUP TRAINING PROGRAMS; INVESTMENT RELATED - NO; 44 WORTHINGTON ACCESS DR., #A MARYLAND HEIGHTS, MO 63043; MARTIAL ARTS SCHOOL; INSTRUCTOR; TREASURER; 03/2015; 8 HOURS PER MONTH; 0 DURING TRADING HOURS; I WILL BE IN CHARGE OF PAYING THE RENT OF THE FACILITY AND PROCESSING ANY DEPOSIT OF MONTHLY TUITION. I ALSO TEACH A CLASS A COUPLE OF TIMES A WEEK. 4) Missouri Defensive Tactics Association; Investment Related - No; 13354 Manchester Rd, Ste. 210 Des Peres, MO 63131; Non-Profit; Treasurer; 08/2025; 5 Hours Per Month; 5 During Trading Hours; It shall be the duty of the Treasurer to receive, deposit, maintain, and disburse the MDTA's funds. It shall also be the duty of the Treasurer to prepare an annual revenue and expenditure budget for presentation to, and approval by, the Executive Board.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-10-24 |
| S63 | Uniform Securities Agent State Law Examination | 1995-02-01 |
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