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Current Employers
Prospera Financial Services, Inc.

5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2025-05-16
TX RA APPROVED_RES 2025-05-16
  • MO RA
    APPROVED
    Since 2025-05-16
  • TX RA
    APPROVED_RES
    Since 2025-05-16

Branch Locations

15415 Clayton Road, Ballwin, MO 63011 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cutter & Company, Inc. Chesterfield MO 07/1992 05/2025
Prospera Financial Services, Inc. Ballwin MO 05/2025 Present
Previous Registrations
  • 1998-12-16 → 2025-05-16
    Cutter & Company, Inc.
    Chesterfield, MO
    Ballwin, MO
    Pacific, MO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-07-31
S63 Uniform Securities Agent State Law Examination 1991-08-02
  • S65 Uniform Investment Adviser Law Examination
    2025-07-31
  • S63 Uniform Securities Agent State Law Examination
    1991-08-02

View on SEC IAPD

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