Robert Lynn Norman

Employer firm

Prospera Financial Services, Inc. CRD 10740

$12.4B regulatory AUM 14 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2016 → 05/2025
  Cutter And Company Brokerage Inc
  Ballwin, MO
• 05/2025 → Present
  Prospera Financial Services, Inc.
  Dallas, TX

Previous Registrations

• 2016-03-08 → 2025-05-16
  Cutter & Company, Inc.
  Ballwin, MO
• 2002-02-06 → 2016-03-09
  B. Riley Wealth Management
  St Louis, MO
  St. Louis, MO

Other Businesses

1) NORMAN WEALTH ADVISORY LLC / SOLE MEMBER / INVESTMENT RELATED / 15415 CLAYTON RD BALLWIN, MO 63011 / DBA ONLY/160 HOURS PER MONTH DURING TRADING HOURS / PROVIDING FINANCIAL PLANNING AND INVESTMENT RELATED SERVICES

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-04-13
• S63 Uniform Securities Agent State Law Examination
  1993-02-17