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5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2025-05-16 |
| TX | RA | APPROVED_RES | 2025-05-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cutter And Company Brokerage Inc | Ballwin | MO | 03/2016 | 05/2025 |
| Prospera Financial Services, Inc. | Dallas | TX | 05/2025 | Present |
1) NORMAN WEALTH ADVISORY LLC / SOLE MEMBER / INVESTMENT RELATED / 15415 CLAYTON RD BALLWIN, MO 63011 / DBA ONLY/160 HOURS PER MONTH DURING TRADING HOURS / PROVIDING FINANCIAL PLANNING AND INVESTMENT RELATED SERVICES
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-04-13 |
| S63 | Uniform Securities Agent State Law Examination | 1993-02-17 |
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