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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-01-03 |
| KY | RA | APPROVED | 2003-09-17 |
Branch Locations
806 Stone Creek Pkwy Ste 5, Louisville, KY 40223 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Louisville | KY | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Louisville | KY | 03/2020 | Present |
Business Ownership; JDB Group LLC; Co-owner; Manage Ameriprise Business; 806 Stone Creek Parkway, , Louisville, KY, 40223; Investment-Related; 07/22/2024; 1 to 9 hours per month; 0 during trading hours / RO PO LLC; Co-owner; Real Estate; 1479 S. 4th Street Apt. 3B, , Louisville, KY, 40208; Investment-Related; 09/01/2023; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-03-04 |
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