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Christopher Pierce Pharis

Wells Fargo Clearing Services, LLC

Toledo, OH

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-05-04
OH RA APPROVED 2022-10-03
  • TX RA
    APPROVED_RES
    Since 2026-05-04
  • OH RA
    APPROVED
    Since 2022-10-03

Branch Locations

7335 Crossleigh Ct Ste 100, Toledo, OH 43617 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America,Na Toledo OH 12/2009 09/2022
Wells Fargo Clearing Services, Llc Toledo OH 09/2022 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-04-07
S63 Uniform Securities Agent State Law Examination 1994-10-12
  • S65 Uniform Investment Adviser Law Examination
    2006-04-07
  • S63 Uniform Securities Agent State Law Examination
    1994-10-12

View on SEC IAPD

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